SEC’s Proposed Pay to Play Rules

The SEC’s new pay to play rules for certain investment advisers is here¬†and comments are being solicited and may be submitted online.

In 1999, three members of the Federal Election Commission opposed a similar proposed rule in this letter signed by Vice Chairman Darryl R. Wold and Commissioners David M. Mason and Lee Ann Elliott.

Eliza Newlin Carney’s latest column touches on pay to play rules.

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