Author: Eric Brown

Political law links

FINRA SEEKS COMMENT.  Thinkadvisor.com.  “The Financial Industry Regulatory Authority is requesting public comment on its proposal to establish pay-to-play type rules for broker-dealers that closely mirror those the Securities and Exchange Commission has set forth for advisors.” GRAY REJECTED PLEA.  Fox.  “Outgoing District of Columbia Mayor Vincent Gray rejected a proposed plea bargain offered by federal […]

Political law links

TWITTER QUESTIONS I.  CNN.  “Republicans and outside groups used anonymous Twitter accounts to share internal polling data ahead of the midterm elections, CNN has learned, a practice that raises questions about whether they violated campaign finance laws that prohibit coordination.” TWITTER QUESTIONS II.  The Verge.  “According to a CNN source, at least two spending groups […]

Political law links

LESSIG FAIL. NPR.  “Harvard Law Professor Lawrence Lessig’s pro-campaign finance reform group had extensive investments, but failed to get most of their preferred candidates elected. NPR’s Arun Rath speaks with Lessig for a post-election post-mortem.” REFORMERS WON.  HuffPo.   “The final passage of Sabin’s reforms are not just playing out in Arkansas, but reverberate across the […]