FINRA SEEKS COMMENT. Thinkadvisor.com. “The Financial Industry Regulatory Authority is requesting public comment on its proposal to establish pay-to-play type rules for broker-dealers that closely mirror those the Securities and Exchange Commission has set forth for advisors.” GRAY REJECTED PLEA. Fox. … Continue reading
Category Archives: Mississippi
LESSIG FAIL. NPR. “Harvard Law Professor Lawrence Lessig’s pro-campaign finance reform group had extensive investments, but failed to get most of their preferred candidates elected. NPR’s Arun Rath speaks with Lessig for a post-election post-mortem.” REFORMERS WON. HuffPo. “The final … Continue reading
POLITICAL LAW BRIEFING. Venable has collected some recent additions to its Political Law Briefing site here. CA: INVESTIGATION SHAPING UP. KPBS. “By most accounts, the government is using a timeless tactic in the federal campaign finance investigation of Mexican billionaire … Continue reading